Related documents

The applicant for the initial listing of debt securities must submit the initial debt securities listing application form (bond listing request for the government bonds) and attached documents

Application form
  • 1. Samples such as government bonds, municipal bonds, monetary stabilization bonds, and specific laws bonds that are continually issued for sale throughout the month are submitted only once but are omitted when issuing registered bonds.
  • 2. For indirect issuers, copies of the trust instrument, acceptance contract, or sales contract, collection consignment contract
  • 3. Business description (including corrections to statements)
  • 4. Financial statements and auditor's reports for the past three business years
  • 5. Auditor's report on the financial statements of the most recent business year
  • 6. Documents that verify the payment of bond
  • 7. Miscellaneous documents deemed necessary by the KRX
Exempted Documents
  • 3~6 Exemptions: Municipal bonds issued by initial public offering, specific laws bonds and debt securities exempted from filing the securities registration statement
  • 4~5 Exemptions : guaranteed bonds and non-guaranteed bonds that submit business reports Based on Article 159 of Financial Investment Services and Capital Markets Act
  • 2~5 Exemptions : If securities registration statement that has come into effect have been submitted
Application form for foreign debt securities
  • 1. As defined in statutes or appropriate documents
  • 2. For indirect issuers, copies of the trust instrument, acceptance contract, or sales contract, collection consignment contract
  • 3. Copy of the assignment contract as a listing representative
  • 4. Auditor's report, or comparable documents, on the financial statements for the past three business years
  • 5. Copy of the credit rating report
  • 6. Miscellaneous documents deemed necessary by the KRX
Exempted Documents
  • 1~6 Exemptions : If securities registration statement that has come into effect have been submitted
Methods for Submitting Documents
  • Mail, by means of someone, electronic document or fax
  • Among the accompanying documents that must be submitted, those that were not submitted at the time of the listing application may be submitted within three days after the debt securities concerned is issued
Content Manager
  • Bond Listing & Disclosure Services 02-3774-8684