An applicant for initial listing of bonds must submit the Initial Bonds Listing Application Form (or the Bonds Listing Request Form for government bonds) and application documents.

Application Documents for Domestic Bonds
  • 1. Samples of certificate. As for government bonds, municipal bonds, monetary stabilization bonds, and specific laws bonds that are continually issued for sale throughout a month, samples are submitted only once. However, they are not required for issuing registered bonds.
  • 2. For indirect issuers, copies of trust certificate, an underwriting contract, or sales contract an entrustment contract for public offering
  • 3. Business description (including corrections to the statements)
  • 4. Financial statements and auditor's reports for the past three business years
  • 5. Auditor's report on the financial statements of the most recent business year
  • 6. Documents that verify the payment of the bond
  • 7. Miscellaneous documents deemed necessary by the KRX
Exemption of Documents
  • Exemption of Document 2~6 : Government bonds. monetary stabilization bonds, municipal bonds(not issued by an initial offering)
  • Exemption of Document 3~6 : Municipal bonds issued by an initial public offering, specific laws bonds and debt securities exempted from filing a securities registration statement
  • Exemption of Document 4~5 : guaranteed bonds and non-guaranteed bonds that submit business reports Based on Article 159 of Financial Investment Services and Capital Markets Act
  • Exemption of Document 2~5 : If securities registration statement that has come into effect was submitted
Application Documents for Foreign Bonds
  • 1. Articles on incorporation or documents equivalent thereto
  • 2. For indirect issuers, copies of trust certificate, an underwriting contract, or sales contract, an entrustment contract for public offering
  • 3. A copy of the assignment contract as a listing representative
  • 4. Auditor's report, or epuivalent documents, on the financial statements for the past three business years
  • 5. A copy of a credit rating report
  • 6. Miscellaneous documents deemed necessary by the KRX
Exemption of Documents
  • Exemption of Document 1~5 : If securities registration statement that has come into effect was submitted
Methods for Submitting Documents
  • The application documents could be submitted to KRX through the Bond Listing System (http://bonds.krx.co.kr). The system does not provide English service.
  • Documents which were not submitted at the time of the listing application could be submitted within three days after the issuance.
Content Manager
  • Bond Listing & Disclosure Services 02-3774-8683