Listing of Stocks: Flow Chart
  1. Preparation such as the resolution of
    shareholders meeting, suspension of trading, etc
  2. Registration of Change for stock-split, capital reduction, etc
  3. Submission of application for listing change
  4. Replacement of shares, etc
  5. Listing & Trading
Detailed procedures
Detailed procedures
major procedures specifics
decision of the board of directors and the resolution of shareholders meeting changes to the statement of statutes, etc
submission of old shares from 1 day after submission of old shares to the record date for new shares allotment (or the effective date of split)
suspension of trading from 1 day before the record date for new shares allotment (or the effective date of split) to 1 day before the date of listing
application for listing of new share submission of application for change listing 2 weeks before the date of change
the record date of new shares allotment (the effective date of split) Closing the shareholders’ register for allotment of new shares
registration of capital change (split, etc)  
filing a listing application No later than 7 days before the expected date of listing
replacement of shares  
change listing & trading  
Documents for submission (Securities Market Listing Regulation: Article 49 & Article 29, the Enforcement Rule)
  1. Application for change listings and schedule for the issue of new shares
  2. Transcript of the register book for corporations
  3. The specimens of stocks, certificate of entry into depositor’s account book or certificate of non-issuance of stocks that is issued by the transfer agent
Listing Fees (Article 50 and Annex 2 of the Enforcement Rule of the Securities Market Listing Regulation)
  1. 1,000 (in thousand KRW) for each
Content Manager
  • Listing Qualification Review 02-3774-8715
  • Listing Qualification Review Ⅰ 02-3774-9734
  • Listing Qualification Review I 02-3774-9493