Key details

An applicant for listing who received the notification of listing eligibility from the Exchange shall submit to the FSC the registration statement attached by the copies of the results of listing eligibility review. The registration statement, the documents where the issuer describes the details of public offering or sale of the securities or the matters relating to the issuer in an arranged format, is the documents for public disclosure used as the basis of the invitation of subscription.


Following are the major matters to be stated in the registration statement.

Public Offering Information
  1. General information of the public offering
  2. Securities matters
  3. Risk Factors
  4. Opinion of the underwriter
  5. Use of Proceeds
  6. Any other matters necessary for investor protection
Issuer Information
  1. Overall condition of the corporation
  2. Business
  3. Financial factors
  4. Auditor's opinion
  5. Corporate Governace Information
  6. Shareholder Information
  7. Executive and employee Information
  8. Affiliated companies
  9. Related Party Transactions
  10. Any other matters necessary for investor protection