Documents to be submitted with application for listing eligibility review
(Stock Market Listing Regulation : Article 20, Annex 1⋅2, the Enforcement Rule)
  1. Application for listing eligibility Review
  2. Financial statements of latest three fiscal years and auditor's reports
  3. Lock-up agreement for the stocks, etc. held by the largest shareholder
  4. Lock-up Certificate for the stocks, etc. held by the largest shareholder issued by the Korea Securities Depository (KSD)
  5. Sample certificate of stock to be listed (submit at the time of applying for an initial listing if public offering is scheduled after requesting for listing eligibility review)
  6. Transcript of the register book for corporations
  7. Articles of Incorporation
  8. List of shareholders as of the end of latest year
Documents to be submitted with the listing application
(Securities Market Listing Regulation: Article 22, Annex 3, the Enforcement Rule)
  1. Application for initial listing
  2. Detailed statement of listing (only applied to listing without public offering)
  3. Listing contract
  4. Sample certificate of stock to be listed
  5. Document which prove payments of shares
  6. Certificate of registered corporation
  7. A copy of the result of securities issuance
  8. Schedule for distribution of stocks (submit by the day before the listing date)
  9. Copy of the stock transfer contract with stock transfer agent