Documents to be submitted with application for listing eligibility review
(Enforcement Rules of KOSPI Market Listing Regulation, Annex 1ยท2)
  1. Application for listing eligibility Review
  2. Financial statements of latest three fiscal years and auditor's reports
  3. Lock-up agreement for the stocks, etc. held by the largest shareholder etc.
  4. Lock-up Certificate for the stocks, etc. held by the largest shareholder etc. issued by the Korea Securities Depository (KSD)
  5. Sample certificate of stock to be listed (submit at the time of applying for an initial listing if public offering is scheduled after requesting for listing eligibility review) or Certificate that guarantees issuance of Uniform Stock Certificate, issued by the transfer agent
  6. Transcript of the register book for corporations
  7. Articles of Incorporation
  8. List of shareholders as of the end of latest year
Documents to be submitted with the listing application
(Enforcement Rules of KOSPI Market Listing Regulation, Annex 3)
  1. Application for initial listing (submitted by the date of completion of public offering and secondary distribution)
  2. Detailed statement of listing (only applied to listing without public offering)
  3. Listing contract
  4. Sample certificate of stock to be listed or Uniform Stock Issuance Certificate
  5. Document which prove payments of shares(submit by the day before the listing date)
  6. Certificate of registered corporation (Within seven days after changed registration)
  7. A copy of the result of securities issuance (submitted without delay after completion of public offering and secondary distribution)
  8. Schedule for distribution of stocks (submit by the day before the listing date)
  9. Copy of the stock transfer contract with stock transfer agent